-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GV3lsn8XDSFeCevGNRh1J5VbmF2HEAlTaXJ9rCJPm2Q5OtpVy9OJVlQA78126Zds rGnNFKRZ/HkpJ+SE8RRbqQ== 0000950131-01-001079.txt : 20010223 0000950131-01-001079.hdr.sgml : 20010223 ACCESSION NUMBER: 0000950131-01-001079 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 GROUP MEMBERS: BRODERSEN-WILLIAMS EYE INSTITUTE, P.C. GROUP MEMBERS: DOUGLAS P. WILLIAMS, M.D. GROUP MEMBERS: WILLIAMS DOUGLAS FAMILY LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NOVAMED EYECARE INC CENTRAL INDEX KEY: 0001086939 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT SERVICES [8741] IRS NUMBER: 364116193 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-58295 FILM NUMBER: 1542086 BUSINESS ADDRESS: STREET 1: 980 N MICHIGAN AVENUE STREET 2: SUITE 1620 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3126644100 MAIL ADDRESS: STREET 1: 980 N MICHIGAN AVENUE STREET 2: SUITE 1620 CITY: CHICAGO STATE: IL ZIP: 60611 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WILLIAMS DOUGLAS FAMILY LP CENTRAL INDEX KEY: 0001106481 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 351987225 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 6850 HOMAN AVENUE CITY: HAMMOND STATE: IN ZIP: 46324 BUSINESS PHONE: 3126644100 MAIL ADDRESS: STREET 1: 6850 HOHMAN AVENUE CITY: HAMMOND STATE: IN ZIP: 46324 SC 13G/A 1 0001.txt SCHEDULE 13-G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rules 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2(b) (Amendment No. 1)* NOVAMED EYECARE, INC. --------------------- (Name of Issuer) COMMON STOCK, par value $.01 per share -------------------------------------- (Title of Class of Securities) 66986W 10 8 ----------- (CUSIP Number) December 31, 2000 ----------------- (Date of Event Which Requires Filing of the Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ X ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 10 - ----------------------- -------------------- Cusip No. 66986W 10 8 13G Page 2 of 10 Pages - ----------------------- -------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON DOUGLAS WILLIAMS FAMILY LIMITED PARTNERSHIP - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 GEORGIA - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 1,639,488 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 -0- OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 1,639,488 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,639,488 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 6.6% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 PN - ------------------------------------------------------------------------------ Page 2 of 10 - ----------------------- -------------------- Cusip No. 66986W 10 8 13G Page 3 of 10 Pages - ----------------------- -------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON BRODERSEN-WILLIAMS EYE INSTITUTE, P.C. - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 INDIANA - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 1,639,488 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 -0- OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 1,639,488 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,639,488 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 6.6% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 CO - ------------------------------------------------------------------------------ Page 3 of 10 - ----------------------- -------------------- Cusip No. 66986W 10 8 13G Page 4 of 10 Pages - ----------------------- -------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON DOUGLAS P. WILLIAMS, M.D. - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 U.S.A. - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 1,807,488 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 -0- OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 1,807,488 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,807,488 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 7.3% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 IN - ------------------------------------------------------------------------------ Page 4 of 10 - ----------------------- -------------------- Cusip No. 66986W 10 8 13G Page 5 of 10 Pages - ----------------------- -------------------- Item 1(a). Name of Issuer: NovaMed Eyecare, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 980 North Michigan Avenue Suite 1620 Chicago, Illinois 60611 Item 2(a). Name of Person Filing: Douglas Williams Family Limited Partnership Brodersen-Williams Eye Institute, P.C. Douglas P. Williams, M.D. Item 2(b). Address of Principal Business Office: Douglas Williams Family Limited Partnership 6850 Hohman Avenue Hammond, Indiana 46324 Brodersen-Williams Eye Institute, P.C. 6850 Hohman Avenue Hammond, Indiana 46324 Douglas P. Williams, M.D. 6850 Hohman Avenue Hammond, Indiana 46324 Item 2(c). Citizenship: Douglas Williams Family Limited Partnership: Georgia Brodersen-Williams Eye Institute, P.C.: Indiana Douglas P. Williams, M.D.: U.S.A. Item 2(d). Title of Class of Securities: Common Stock, par value $.01 per share Item 2(e). CUSIP Number: 66986W 10 8 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a) [__] Broker or dealer registered under Section 15 of the Exchange Act; (b) [__] Bank as defined in Section 3(a)(6) of the Exchange Act; (c) [__] Insurance company as defined in Section 3(a)(19) of the Exchange Act; (d) [__] Investment company registered under Section 8 of the Investment Company Act; Page 5 of 10 - ----------------------- -------------------- Cusip No. 66986W 10 8 13G Page 6 of 10 Pages - ----------------------- -------------------- (e) [__] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [__] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [__] A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G); (h) [__] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [__] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [__] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership: (a) Amount beneficially owned: Douglas Williams Family Limited Partnership: 1,639,488 Brodersen-Williams Eye Institute, P.C.: 1,639,488 /(1)/ Douglas P. Williams, M.D.: 1,807,488 /(2)/ (b) Percent of Class: Douglas Williams Family Limited Partnership: 6.6% Brodersen-Williams Eye Institute, P.C.: 6.6% /(1)/ Douglas P. Williams, M.D.: 7.3% /(2)/ (c) Number of shares as to which each person has: Douglas Williams Family Limited Partnership: (i) sole power to vote or to direct the vote: 1,639,488 (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: 1,639,488 (iv) shared power to dispose or to direct the disposition of: -0- Brodersen-Williams Eye Institute, P.C.: (i) sole power to vote or to direct the vote: 1,639,488 /(1)/ (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: 1,639,488 /(1)/ (iv) shared power to dispose or to direct the disposition of: -0- _____________________ /(1)/ Brodersen-Williams Eye Institute, P.C. ("BWPC") is the general partner of Douglas Williams Family Limited Partnership ("DWFP"). In such capacity, BWPC has sole voting and investment power with respect to the shares held by DWFP and, therefore, may be deemed to be the beneficial owner of the shares directly owned by DWFP. /(2)/ Dr. Williams holds 168,000 shares individually and is the President, sole Director and sole shareholder of BWPC. In such capacity, Dr. Williams may be deemed to be the beneficial owner of the shares directly owned by DWFP. Page 6 of 10 - ----------------------- -------------------- Cusip No. 66986W 10 8 13G Page 7 of 10 Pages - ----------------------- -------------------- Douglas P. Williams, M.D.: (i) sole power to vote or to direct the vote: 1,807,488 /(2)/ (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: 1,807,488 /(2)/ (iv) shared power to dispose or to direct the disposition of: -0- Item 5. Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following: _____ Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable Item 8. Identification and Classification of Members of the Group: Not Applicable Item 9. Notice of Dissolution of Group: Not Applicable Item 10. Certification: Not Applicable Page 7 of 10 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 12, 2001 DOUGLAS WILLIAMS FAMILY LIMITED PARTNERSHIP By: Brodersen-Williams Eye Institute, P.C., Its General Partner By: /s/ DOUGLAS P. WILLIAMS, M.D. ----------------------------- Its: President After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 12, 2001 BRODERSEN-WILLIAMS EYE INSTITUTE, P.C. By: /s/DOUGLAS P. WILLIAMS, M.D. ---------------------------- Its: President After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 12, 2001 /s/ DOUGLAS P. WILLIAMS, M.D. ---------------------------- Douglas P. Williams, M.D. Page 8 of 10 Exhibit Index ------------- 1. Joint Filing Agreement dated February 12, 2001 by and Page No. between Douglas Williams Family Limited Partnership, -------- Brodersen-Williams Eye Institute, P.C., and Douglas P. 10 Williams, M.D. EX-1 JOINT FILING Page 9 of 10 JOINT FILING ------------ Douglas Williams Family Limited Partnership, Brodersen-Williams Eye Institute, P.C. and Douglas P. Williams, M.D. hereby agree that the Schedule 13G to which this Agreement is attached is being filed on behalf of each of Douglas Williams Family Limited Partnership, Brodersen-Williams Eye Institute, P.C. and Douglas P. Williams, M.D. Date: February 12, 2001 DOUGLAS WILLIAMS FAMILY LIMITED PARTNERSHIP By: Brodersen-Williams Eye Institute, P.C., Its General Partner By: /s/ DOUGLAS P. WILLIAMS, M.D. ------------------------------ Its: President BRODERSEN-WILLIAMS EYE INSTITUTE, P.C. By: /s/ DOUGLAS P. WILLIAMS, M.D. ------------------------------ Its: President /s/ DOUGLAS P. WILLIAMS, M.D. ------------------------------ Douglas P. Williams, M.D. Page 10 of 10 -----END PRIVACY-ENHANCED MESSAGE-----